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Securities Litigation

Securities and Shareholder Litigation

Prosecution and Defense of Securities and Shareholder Litigation and Representation in SEC Enforcement Actions

The law firm of Blecher & Collins represents plaintiffs and defendants in securities fraud litigation, receiverships and investigations by the Securities and Exchange Commission and the Department of Corporations for individual states. We handle matters for and against investors, broker/dealers, corporations, and their officers and directors.

We can provide sophisticated legal advocacy in complex, high-stakes matters alleging fraud, misconduct, negligence and breach of fiduciary duty relating to investments governed by the SEC, the Securities Act of 1933, the Securities Act of 1934 and other applicable federal and state fraud laws. Contact us today for seasoned advice and representation, whether you were defrauded or stand accused.

Experienced Securities Litigation Attorneys

Blecher & Collins has handled the full gamut of securities litigation matters:

  • Lawsuits on behalf of investors seeking remedies for losses resulting from fraudulent inducement, misrepresentation, mismanagement, churning, unsuitable investments and other self-serving actions or breach of trust
  • Prosecution and defense of corporate entities, officers and directors in shareholder and investor-related litigation
  • Representation in informal inquiries, formal investigations and receivership matters overseen by the SEC and various state Departments of Corporations
  • Representation of investors and broker/dealers in NASD/FINRA proceedings

Our skilled advocacy has enabled investors to recover damages and obtain injunctive relief, as well as to defend corporations, officers and directors, and broker/dealers.

Notable Cases in Securities Litigation

  • The representation of the SEC-appointed receiver in one of the most successful SEC receiverships, resulting in a multi-million dollar recovery for victims of an offshore banking fraud and arbitrage trading scheme. The case involved a spectrum of complex litigation, transactional and tax matters in the U.S. and globally; injunctive relief; the successful tracing and recovery of laundered monies and disgorgement of assets; and the successful prosecution of civil contempt charges resulting in incarceration.
  • In another recent case, we obtained injunctive relief in favor of a shareholder in a federal securities fraud action and prevailed in the prosecution of civil contempt charges against a defendant, resulting in the imposition of monetary sanctions and incarceration.

Arrange a consultation by calling our Los Angeles, California, office, or contact our securities litigation lawyers directly:

Maxwell M. BlecherMaryann R. Marzano